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Regulatory Updates

The number and complexity of regulations that govern investment plans continue to increase. The same applies to court rulings pertaining to these regulations. More than ever before, committee members must stay abreast of these ever changing regulations and rulings. PEI’s Consultants explain how these regulations affect a client’s plan and provide guidance on the steps fiduciaries should take to ensure compliance. This service is one component of the ongoing fiduciary education that helps ensure Committee members fulfill their fiduciary responsibilities.

Our difference is demonstrated in how we:

  • Employ seasoned experts with knowledge on the regulations and court rulings that affect investment plans

  • Develop and maintain good working relationships with prominent industry experts that have influenced and/or have helped develop many of these regulations

  • Continually train our Senior Consultants on the implications of these regulations and court rulings